This document expanded the 2000 Sound Practices for Managing Liquidity in Banking Organisations in a number of key areas by taking into account financial market developments as well as lessons learned from the turmoil.
Compendium
25 September 2008
1 July 2008
The documents review credit risk transfer (CRT) activity on the basis of a number of interviews and discussions with market participants, and include recommendations to improve risk management practices, disclosure, and supervisory approaches for CRT.
This report examines how major central banks adapted market operations in response to money market tensions during the early phase of the crisis (2007-08).
Following publication of the CRA Principles, IOSCO decided to develop a more specific and detailed code of conduct giving guidance on how the Principles could be implemented in practice. This Code of Conduct Fundamentals for Credit Rating Agencies is the fruition of this exercise.
In 1996, the G10 central banks endorsed a strategy to reduce the systemic risk arising from the settlement of foreign exchange (FX) trades. This report analyses the significant progress that has been made in implementing the strategy and makes specific recommendations for further action by individual institutions, industry groups and central banks.
These guidelines provide a framework for licensing regulations and the assessment of licensing applications from pension entities.
1 November 2007
This document sets out principles related to two important topics in the implementation of the Advanced Measurement Approaches (AMA) for operational risk under Basel II.
1 November 2007
This document sets out principles for valuing the investment portfolios of hedge funds that are designed to mitigate the structural and operational conflicts of interest that may arise between the interests of the hedge fund manager and the interests of the hedge fund.
1 March 2007
These principles provide guidance to securities regulators who are developing or reviewing their regulatory disclosure regimes for cross-border offerings and listings of debt securities.
1 February 2007
The objective of the IAIS MMoU is to provide a tool for supervisors by establishing a formal basis for cooperation and information exchange between Signatory Authorities regarding the supervision of insurance companies where cross-border aspects arise. This is inline with the IAIS' broader objective to encourage cooperation and information exchange amongst insurance supervisors.