Compendium

The role of margin requirements and haircuts in procyclicality

The report recommends enhancements to haircut-setting and margining practices to dampen the build-up of leverage in good times and soften the system-wide effects during a market downturn. It also recommends that macroprudential authorities consider measures that involve countercyclical variations in margins and haircuts.

Guidance for the Establishment of a Legal Protection Scheme for Deposit Insurance Systems

The deposit insurer and individuals working for the deposit insurer should be protected against lawsuits for their decisions and actions taken in "good faith" while discharging their mandates.

Principles for Periodic Disclosure by Listed Entities

Issuers should be required to make certain periodic reports, such as annual reports and other interim reports, in which certain prescribed disclosures must be provided at regular intervals to the public.

Policy Framework for Effective and Efficient Financial Regulation

The Policy Framework offers a high-level set of principles for financial regulation, intended to support efforts to achieve stronger, more resilient financial systems.

IOPS Guidelines for Supervisory Intervention, Enforcement and Sanctions

These guidelines outline how pension supervisory authorities should apply their intervention, enforcement and sanction powers.

Unregulated Financial Markets and Products

IOSCO developed recommendations in relation to  Unregulated Financial Markets and Products, in particular to securitisation and credit default swap markets.

Principles and Implementation Standards for Sound Compensation Practices

The Principles and Standards for Sound Compensation Practices intend to reduce incentives towards excessive risk taking that may arise from the structure of compensation schemes for significant financial institutions.

Principles on Outsourcing by Markets

Outsourcing poses important challenges to the integrity and effectiveness of the financial and capital markets and for the market authorities.

Report on Good Practices in Relation to Investment Managers’ Due Diligence When Investing in Structured Finance Instruments

IOSCO establishes good practices in relation to investment managers' due diligence when investing in structured finance instruments.

Hedge Funds Oversight

This report contains six high level principles on the regulation of hedge funds including mandatory registration, appropriate disclosures and sharing of information.

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