IOSCO developed recommendations in relation to Unregulated Financial Markets and Products, in particular to securitisation and credit default swap markets.
Compendium
1 September 2009
The Principles and Standards for Sound Compensation Practices intend to reduce incentives towards excessive risk taking that may arise from the structure of compensation schemes for significant financial institutions.
1 July 2009
Outsourcing poses important challenges to the integrity and effectiveness of the financial and capital markets and for the market authorities.
IOSCO establishes good practices in relation to investment managers' due diligence when investing in structured finance instruments.
1 June 2009
This report contains six high level principles on the regulation of hedge funds including mandatory registration, appropriate disclosures and sharing of information.
1 June 2009
IOSCO developed high-level principles for the effective regulation of short selling. These principles are designed to assist regulators in their consideration of a regulatory regime for short selling.
12 May 2009
This document describes the supervisory expectations for the information that must be included in payment messages related to cover payments, the various mechanisms that must be used to ensure that complete and accurate information has been included in such messages, and the use that should be made of the information for anti-money laundering and combating the financing of terrorism purposes.
6 May 2009
This IADI guidance paper examines various approaches to funding used by deposit insurers and suggests guidance on the design of funding mechanisms and other closely related features of deposit insurance system.
The paper provides guidance on how to promote effective public awareness of deposit insurance system.
This IADI guidance paper reviews the governance frameworks used by deposit insurers and, where appropriate, suggests guidance in the form of principles and effective practices in order to enhance the sound governance of deposit insurance systems.