The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice.
Compendium
26 June 2014
16 May 2014
The GFSM, aimed at compilers and users of Government Finance Statistics (GFS), provides a conceptual framework for the collection, compilation, and analytical presentation of government finance data.
The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be further aligned across sectors.
The guidance forms a basis for supervisors and firms to promote and develop a shared understanding of the firm's risk culture and have informed conversations with the board and senior management who set the tone on culture from the top.
1 April 2014
Broad principles for public debt management that have relevance for countries with a wide range of institutional structures and at different stages of development.
31 March 2014
This document describes supervisory expectations regarding audit quality and how that relates to the work of the external auditor and of the audit Committee in a bank.
12 January 2014
This document has been published to assist supervisors in their evaluation of the liquidity profile of assets held by banks, and to help promote greater of consistency in High Quality Liquid Assets (HQLA) classifications across jurisdictions, for the purposes of Basel III's LCR.
1 January 2014
This Report sets out eight Principles regarding the protection of client assets.
20 December 2013
The document provides guidance to group-wide supervisors on how they would direct global systemically important insurers (G-SIIs) to develop systemic risk management plans (SRMPs).
1 December 2013
This Report sets out a toolkit outlining regulatory options that IOSCO members may find useful in their regulation of retail structured products.