Compendium

Dealing with parties at fault in a bank failure and fraud in deposit insurance

This paper examines existing international approaches and practices in the area of dealing with parties at fault in a bank failure and fraud in deposit insurance, considering various aspects of investigating and prosecuting actions and omissions that contributed to bank losses and failures.

Public quantitative disclosure standards for central counterparties

This document sets out the quantitative data that central counterparties (CCPs) should publish.

Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives

The risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives.

Principles for Public Credit Guarantee Schemes for SMEs

The Principles for Public Credit Guarantees for SMEs provide a generally accepted set of good practices, which can serve as a global reference for the design, execution, and evaluation of public credit guarantees schemes around the world.

IADI Core Principles for Effective Deposit Insurance Systems

This standard serves as a benchmark for jurisdictions to assess the quality of their deposit insurance systems and for identifying gaps in their deposit insurance practices and measures to address them. It may also be used by the IMF and World Bank in the context of the Financial Sector Assessment Program (FSAP) to assess the effectiveness of jurisdictions deposit insurance systems and practices.

Basic capital requirements for systemically important insurers

The BCR serves as a comparable basis for the application of proposed higher loss absorbency requirements.

Guidance on liquidity management and planning

The purpose of this document is to provide further guidance to group-wide supervisors on how they could direct G-SIIs to develop their liquidity management.

Key Attributes of Effective Resolution Regimes for Financial Institutions

The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes.

Guidance on Transparency and Beneficial Ownership

This FATF Guidance assists countries to design and implement measures that will deter and prevent the misuse of corporate vehicles, such as companies, trusts and other types of legal persons and arrangements – for money laundering, terrorist financing and other illicit purposes.

Risk-Based Approach for the Banking Sector

This Guidance helps in the design and implementation of a risk-based approach for the banking sector, taking into account national risk assessments and the national legal and regulatory frameworks, as well as helps develop a common understanding of the risk-based approach between supervisory authorities and banks.

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