The purpose of this document is to provide further guidance to group-wide supervisors on how they could direct G-SIIs to develop their liquidity management.
Compendium
22 October 2014
The Key Attributes, adopted in 2011, set out the core elements that the FSB considers to be necessary for an effective resolution regime. This 2014 version provides additional guidance on implementing and interpreting the Key Attributes.
1 October 2014
This FATF Guidance assists countries to design and implement measures that will deter and prevent the misuse of corporate vehicles, such as companies, trusts and other types of legal persons and arrangements – for money laundering, terrorist financing and other illicit purposes.
1 October 2014
This Guidance helps in the design and implementation of a risk-based approach for the banking sector, taking into account national risk assessments and the national legal and regulatory frameworks, as well as helps develop a common understanding of the risk-based approach between supervisory authorities and banks.
26 June 2014
The Principles aim to promote and strengthen the operation of colleges and have been revised to reflect observations on best practice.
The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be further aligned across sectors.
The guidance forms a basis for supervisors and firms to promote and develop a shared understanding of the firm's risk culture and have informed conversations with the board and senior management who set the tone on culture from the top.
1 April 2014
Broad principles for public debt management that have relevance for countries with a wide range of institutional structures and at different stages of development.
31 March 2014
This document describes supervisory expectations regarding audit quality and how that relates to the work of the external auditor and of the audit Committee in a bank.
12 January 2014
This document has been published to assist supervisors in their evaluation of the liquidity profile of assets held by banks, and to help promote greater of consistency in High Quality Liquid Assets (HQLA) classifications across jurisdictions, for the purposes of Basel III's LCR.