Compendium

Application paper on group corporate governance

This IAIS Application Paper identifies good supervisory practices and examples to address challenges specific to the governance of insurance groups.

Guidance on AML/CFT measures and financial inclusion, with a supplement on customer due diligence

The objective of this updated FATF report is to encourage countries to make use of the FATF Recommendations’ flexibility to provide sound financial services to the financially excluded.

Guidance on private sector information sharing

This FATF guidance sets out the obstacles related to effective exchange of information between financial institutions, articulates the requirements of the FATF Recommendations in this context and aims to improve effective information sharing.

Identification and management of step-in risk

This BCBS document contains the guidelines on identification and management of step-in risk, which aim to mitigate the systemic risks stemming from potential financial distress in shadow banking entities spilling over to banks.

Application paper on regulation and supervision of mutuals, cooperatives and community-based organisations in increasing access to insurance markets

Based on the IAIS Insurance Core Principles the Paper provides guidance on the supervision of Mutuals, Cooperatives and Community-based Organisations (MCCOs) to increase access to insurance markets.

Harmonisation of the unique product identifier – technical guidance

This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Product Identifiers (UPI) to products involved in OTC derivatives transactions.

Guidance on continuity of access to Financial Market Infrastructures (FMIs) for a Firm in Resolution

FSB guidance on how firms that have entered resolution should continue to have access to financial market infrastructures (FMIs).

Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

These guiding FSB principles are intended to assist authorities and firms as they implement the internal total loss-absorbing capacity (internal TLAC) requirement of the FSB’s TLAC standard.

Guidance on central counterparty resolution and resolution planning

FSB guidance to assist authorities in their resolution planning for CCPs and to promote international consistency

Recovery of financial market infrastructures

This report is a revision of the October 2014 CPMI-IOSCO report on Recovery of financial market infrastructures, and is intended to further strengthen recovery arrangements for financial market infrastructures.

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