Compendium of Standards
-
18 July 2013 Global Systemically Important Insurers: Policy Measures
This standard contains a framework of policy measures that should be applied to insurers that are determined to be global systemically important insurers (G-SIIs). -
17 July 2013 Principles for Financial Benchmarks
An overarching framework containing guidance and principles for Benchmark-related activities that will address conflicts of interest in the Benchmark-setting process, as well as transparency and openness when considering issues related to transition. -
16 July 2013 Guidance on Recovery Triggers and Stress Scenarios
The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes'). -
16 July 2013 Guidance on Developing Effective Resolution Strategies
This Guidance assists home and host authorities in meeting the resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes'). -
15 July 2013 Guidance on Identification of Critical Functions and Critical Shared Services
This document provides guidance to assists home and host authorities in meeting the recovery and resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes'). -
24 June 2013 Principles for the Regulation of Exchange Traded Funds
This report outlines a list of 9 principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning Exchange Traded Funds (ETF). Generally, these principles reflect a common approach and are a practical guide for regulators and industry practitioners. -
3 June 2013 General Guidance on Early Detection and Timely Intervention for Deposit Insurance Systems
This paper examines the deposit insurer's role in early detection and timely intervention frameworks and, where appropriate, suggests guidance in order to enhance these frameworks. -
1 June 2013 International Best Practices: Targeted Financial Sanctions Related to Terrorism and Terrorist Financing (Recommendation 6)
This updated best practices paper reflects the latest relevant United Nations Security Council Resolutions (UNSCRs) in response to challenges faced by countries in the implementation of Recommendation 6, which requires countries to implement the targeted financial sanctions regimes to comply with UNSCRs relating to the prevention and suppression of terrorism and terrorist financing, such as UNSCR 1267(1999) and its successor resolutions, and UNSCR 1373(2001). -
1 June 2013 FATF Guidance: The Implementation of Financial Provisions of United Nations Security Council Resolutions to Counter the Proliferation of Weapons of Mass Destruction
The new guidance assists countries in implementing not only targeted financial sanctions, but also other measures, such as activity-based financial prohibitions and vigilance measures. -
1 June 2013 Guidance for a Risk-Based Approach to Prepaid Cards, Mobile Payments and Internet-Based Payment Services
This Guidance examines how new and innovative payment products and services work, and how to regulate and supervise this activity in line with a risk-based approach.