Compendium

Guiding Principles on the Internal Total Loss-Absorbing Capacity of G-SIBs (‘Internal TLAC’)

These guiding FSB principles are intended to assist authorities and firms as they implement the internal total loss-absorbing capacity (internal TLAC) requirement of the FSB’s TLAC standard.

Guidance on central counterparty resolution and resolution planning

FSB guidance to assist authorities in their resolution planning for CCPs and to promote international consistency

Recovery of financial market infrastructures

This report is a revision of the October 2014 CPMI-IOSCO report on Recovery of financial market infrastructures, and is intended to further strengthen recovery arrangements for financial market infrastructures.

Resilience of central counterparties (CCPs): further guidance on the PFMI – final report

The purpose of this CPMI-IOSCO report is to provide guidance on certain principles and key considerations of the Principles for Financial Market Infrastructures (PFMI) relating to CCP financial risk management.

Objectives and Principles of Securities Regulation

This IOSCO document sets out 38 Principles of securities regulation, which are based upon three objectives of securities regulation: protecting investors; ensuring that markets are fair, efficient and transparent; reducing systemic risk. This document is a revised version of the Principles adopted in 2010.

Prudential treatment of problem assets – definitions of non-performing exposures and forbearance

This BCBS document contains the guidelines on the prudential treatment of problem assets, which provide definitions of non-performing exposures and forbearance.

Harmonisation of the unique transaction identifier – technical guidance

This CPMI-IOSCO report provides technical guidance to authorities to enable them to set rules on assigning uniform global Unique Transaction Identifiers (UTIs) to over-the-counter (OTC) derivatives transactions.

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