View the Standard

This report presents the risk mitigation standards for non-centrally cleared over-the-counter (OTC) derivatives. IOSCO has developed these standards in consultation with the Basel Committee on Banking Supervision (BCBS) and the Committee on Payments and Market Infrastructures (CPMI). The risk mitigation standards are covering the following areas:

  • Standard 1: Scope of coverage
  • Standard 2: Trading relationship documentation
  • Standard 3: Trade confirmation
  • Standard 4: Valuation with counterparties
  • Standard 5: Reconciliation
  • Standard 6: Portfolio compression
  • Standard 7: Dispute resolution
  • Standard 8: Implementation
  • Standard 9: Cross-border transactions