Compendium

Enhanced Guidance for Effective Deposit Insurance Systems – Mitigating Moral Hazard

This paper discusses moral hazard in the context of the deposit insurer and the financial safety net and suggests instruments and best practices that can mitigate moral hazard.

Principles for the Valuation of Collective Investment Schemes

This document outlines a set of 11 principles for the valuation of Collective Investment Schemes (CIS) and are intended to be a basis against which both the industry and regulators can assess the quality of regulation and industry practices concerning CIS valuation.

Enhanced Guidance for Effective Deposit Insurance Systems – Deposit Insurance Coverage

This paper examines deposit insurance coverage and suggests additional guidance for effective deposit insurance practice as requested by the Financial Stability Board (FSB) Thematic Review on Deposit Insurance Systems: Peer Review Report.

Principles of Liquidity Risk Management for Collective Investment Schemes

This document outlines a set of principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning liquidity risk management for collective investment schemes (CIS). These principles aim to reflect a level of common approach and to be a practical guide for regulators and industry practitioners.

Supervisory guidance for managing risks associated with the settlement of foreign exchange transactions

This document provides guidance to supervisors and banks on approaches for managing the risks associated with the settlement of foreign exchange (FX) transactions. It expands on, and replaces, the Basel Committee's Supervisory guidance for managing settlement risk in foreign exchange transactions published in 2000.

Revised FATF Guidance on AML/CFT and Financial Inclusion

This Guidance focuses on ensuring that AML/CFT controls do not inhibit access to well regulated financial services for financially excluded and underserved groups, including low income, rural sector and undocumented groups.

Suitability Requirements With Respect To the Distribution of Complex Financial Products

IOSCO issued nine principles to promote robust customer protection in connection with the distribution of complex financial products by intermediaries, including guidance on how the applicable suitability requirements should be implemented.

Special Data Dissemination Standard (SDDS)

The SDDS guides countries in providing economic and financial data to the public.

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