Principles for an Effective Risk Appetite Framework

This consultative document provides guidance on the key elements contained in an effective risk appetite framework. Comments should be sent to [email protected] by Monday 30 September 2013.

Consultative Document: FSB Principles for an Effective Risk Appetite Framework

Principles for Financial Benchmarks

An overarching framework containing guidance and principles for Benchmark-related activities that will address conflicts of interest in the Benchmark-setting process, as well as transparency and openness when considering issues related to transition.

Guidance on Recovery Triggers and Stress Scenarios

The guidance focuses on the nature of stress scenarios and triggers for recovery actions and should assist authorities in their review of recovery plans consistent with the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

Guidance on Developing Effective Resolution Strategies

This Guidance assists home and host authorities in meeting the resolution planning requirements under the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions ('Key Attributes').

Guidance on Recovery Triggers and Stress Scenarios

This guidance focuses on two specific aspects of recovery plans: the design and nature of criteria triggering senior management consideration of recovery actions, and the severity of hypothetical stress scenarios and the design of stress scenarios more generally.

Guidance on Developing Effective Resolution Strategies

Guidance on Identification of Critical Functions and Critical Shared Services

This guidance should assist authorities and CMGs in their evaluation of the criticality of functions that firms provide to the real economy and financial markets.

FSB publishes three guidance papers to assist implementation of recovery and resolution planning requirements

These three reports aim to assist authorities and firms in implementing the RRP requirements under the Key Attributes.

FSB releases guidance papers on recovery and resolution planning

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