Financial Regulation and Supervision

IOSCO Multilateral Memorandum of Understanding

This document is the basis for cooperation and exchange of information among IOSCO members and sets an international benchmark for cross-border cooperation.

FSB Principles for Sound Residential Mortgage Underwriting Practices

The principles provide a framework for jurisdictions to set minimum acceptable underwriting standards so as to limit the risks that mortgage markets pose to financial stability and to better safeguard borrowers and investors. The report also sets out an implementation framework through which jurisdictions can apply minimum lending standards, and describes tools that could be used to monitor and supervise these standards.

Requirements for Mandatory Clearing

This report outlines recommendations that authorities should follow in establishing a mandatory clearing regime within their jurisdiction.

Suspension of Redemptions in Collective Investment Schemes

Principles against which both the industry and regulators can assess the quality of regulation and industry practices concerning suspensions of redemptions.

Report on OTC Derivatives Data Reporting and Aggregation Requirements

Obligation of OTC derivatives contracts to be reported to trade repositories (TRs) in order to improve transparency, mitigate systemic risk and protect against market abuse in the OTC derivatives markets.

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