Principles for Record Keeping,Collection of Information, Enforcement Powers and Mutual Cooperation to Improve the Enforcement of Securities and Futures Laws,

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IOSCO members recognised that comprehensive record keeping, improved collection of information, strong enforcement powers and the removal of impediments to cooperation are fundamental to effective enforcement of securities and futures laws, market transparency and more generally the development of sound securities and futures markets. Requirements are further set out in details to the regulators in the Resolution.